DFX Intelligence

L••• P••••••• P•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••• P••••••• P•••••••• I•••

CRD 129338

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:5f937956-a56a-26b7-26d3-72c1ea2f4d82

Data as of Jan 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Mar 28, 2016 to Jan 29, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $354M••• Locked
Discretionary RAUM: $353M
Private client RAUM: $354Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $118Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• S•• M•••••••••	Certified Financial Planner	JACKSONVILLE, FL	22	24	n/a	no
B•••• M•••••• L•••••••	Certified Financial Planner	JACKSONVILLE, FL	3	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••••• B••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2024	Feb 13, 2024	Feb 26, 2024
M••••••••• C••••••• S••	President	E	yes	09/2003	Mar 28, 2016	Feb 26, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	33.3%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$354M	$312M	13.5%	$232M	15.1%	8	7	0	0

Relationships

Registered with (5)

← S•••••• G• S••••••Advisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← B•••• M•••••• L•••••••Advisorregistration: current employment
May 31, 2023 to presentfactForm ADV
← C•••••• S•• M•••••••••Advisorregistration: current employment
Jan 2, 2004 to presentfactForm ADV
← TANNER RAY MERRITT

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
Tanner Ray Merritt left L••• P••••••• P•••••••• I••• for Keen Capital, Ltd (registered 2026-04-27)
Form ADVobserved 7 days ago
Occurred
Feb 13, 2024
Control person left
Charles Timothy Utecht (Chief Compliance Officer) no longer on Schedule A of L••• P••••••• P•••••••• I••• (listed 2023-11-02, absent 2024-02-13)
Form ADVobserved 7 days ago
Occurred
Feb 13, 2024
Control person joined
Brett Lozowski (Chief Compliance Officer) appeared on Schedule A of L••• P••••••• P•••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f937956-a56a-26b7-26d3-72c1ea2f4d82
First observed: Mar 28, 2016
Last observed: Jan 29, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.