DFX Intelligence

J••••• K•••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

J••••• K•••••• L•••

Advisor at S•••••• W••••• P••••••• L••

JACKSONVILLE BEACH, FL

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Search this name across graphsid dfx:ria:ee4bf875-6858-5e01-a1fc-1b1b01e435d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 13, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P••••••• L••	Independent wealth	Jan 17, 2025	n/a	yes	JACKSONVILLE BEACH, FL	Current employment
F••• F••••••••	n/a	Nov 3, 2022	Apr 25, 2025	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• F••••••••	S•••••• W••••• P••••••• L••	Apr 25, 2025	Jan 17, 2025	-98	Firm change after gap	Other
L••• P••••••• P•••••••• I•••	F••• F••••••••	May 25, 2022	Nov 3, 2022

Relationships

Registered with (3)

→ S•••••• W••••• P••••••• L••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ F••• F••••••••Registered adviserregistration: previous registration
Nov 3, 2022 to Apr 25, 2025factForm ADV
→ L••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2018 to May 25, 2022factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee4bf875-6858-5e01-a1fc-1b1b01e435d0
First observed: Apr 13, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.