DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• P••••••• P•••••••• I•••
Latest filing Jan 29, 2026
First filing on the tape Mar 28, 2016 · 28 filings
SEC status approved since Apr 11, 2016
RAUM
$354M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$354M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$118M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$354M as of Jan 29, 2026
Feb 21, 2017$146M then
HNW client RAUM$339M as of Jan 29, 2026
Mar 12, 2018$164M then
State-registered IARs (5.B.3)5 as of Jan 29, 2026
Feb 21, 20173 then
Employees (5.A)8 as of Jan 29, 2026
Feb 21, 20174 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $118MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $608,319derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $18.7M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$339M96%
- Individuals$14.5M4.1%
- Corporations and businesses$487,7420.1%
- Individual clients
- 26reported
- HNW clients
- 84reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 582reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.7M for 18 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• S•• M•••••••••Certified Financial Planner | Jacksonville, Fl | Jan 2, 2004 | 24 y | 0 |
| B•••• M•••••• L•••••••Certified Financial Planner | Jacksonville, Fl | May 31, 2023 | 11 y | 2 |
| S•••••• G• S••••••Certified Financial Planner | Jacksonville, Fl | Oct 14, 2025 | 18 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- T••••• R•• M•••••• to K••• C••••••• L••Feb 27, 2026 · RIA to RIA
- J••••• K•••••• L••• to F••• F••••••••May 25, 2022 · Other
Joined, latest
- S•••••• G• S•••••• from E••••• J••••Oct 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- T••••• R•• M•••••• from V••••••• A•••••••• I•••Oct 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••• M•••••• L••••••• from T••••• A••••••• S•••••••• I•••May 31, 2023 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••••• B••••• M•••••• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- M••••••••• C••••••• S•• · Presidentcontrolsince 09/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 3 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 599 to 582Feb 11, 2025 to Jan 29, 2026
- Advisory employees · 4 to 5Feb 11, 2025 to Jan 29, 2026
- HNW clients · 81 to 84Feb 11, 2025 to Jan 29, 2026
- Individual clients · 34 to 26Feb 11, 2025 to Jan 29, 2026
- Assets in custody · $16.1M to $18.7MFeb 11, 2025 to Jan 29, 2026
- Employees · 7 to 8Feb 11, 2025 to Jan 29, 2026
- State-registered IARs · 4 to 5Feb 11, 2025 to Jan 29, 2026
- Discretionary RAUM · $311M to $353MFeb 11, 2025 to Jan 29, 2026
- HNW RAUM · $294M to $339MFeb 11, 2025 to Jan 29, 2026
- Individual RAUM · $17.4M to $14.5MFeb 11, 2025 to Jan 29, 2026
- Non-discretionary RAUM · $821,937 to $919,823Feb 11, 2025 to Jan 29, 2026
- RAUM · $312M to $354MFeb 11, 2025 to Jan 29, 2026
- Accounts · 536 to 599Feb 26, 2024 to Feb 11, 2025
- Advisory employees · 3 to 4Feb 26, 2024 to Feb 11, 2025
- Corporate clients · unset to 1.0Feb 26, 2024 to Feb 11, 2025
- HNW clients · 79 to 81Feb 26, 2024 to Feb 11, 2025
- Individual clients · 14 to 34Feb 26, 2024 to Feb 11, 2025
- Assets in custody · $52.1M to $16.1MFeb 26, 2024 to Feb 11, 2025
- Employees · 6 to 7Feb 26, 2024 to Feb 11, 2025
- Financial planning clients · 51-100 to 101-250Feb 26, 2024 to Feb 11, 2025
- State-registered IARs · 3 to 4Feb 26, 2024 to Feb 11, 2025
- Discretionary RAUM · $273M to $311MFeb 26, 2024 to Feb 11, 2025
- HNW RAUM · $262M to $294MFeb 26, 2024 to Feb 11, 2025
- Individual RAUM · $8.4M to $17.4MFeb 26, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $719,843 to $821,937Feb 26, 2024 to Feb 11, 2025
- Pension RAUM · 3393853.0 to unsetFeb 26, 2024 to Feb 11, 2025
- RAUM · $274M to $312MFeb 26, 2024 to Feb 11, 2025
- Accounts · 551 to 536Nov 2, 2023 to Feb 13, 2024
- Advisory employees · 2 to 3Nov 2, 2023 to Feb 13, 2024
- Corporate clients · 1.0 to unsetNov 2, 2023 to Feb 13, 2024
- HNW clients · 77 to 79Nov 2, 2023 to Feb 13, 2024
- Individual clients · 18 to 14Nov 2, 2023 to Feb 13, 2024
- Pension plan clients · 2.0 to unsetNov 2, 2023 to Feb 13, 2024
- Employees · 4 to 6Nov 2, 2023 to Feb 13, 2024
- State-registered IARs · 2 to 3Nov 2, 2023 to Feb 13, 2024
- Discretionary RAUM · $232M to $273MNov 2, 2023 to Feb 13, 2024
- HNW RAUM · $222M to $262MNov 2, 2023 to Feb 13, 2024
- Individual RAUM · $9.1M to $8.4MNov 2, 2023 to Feb 13, 2024
- Non-discretionary RAUM · $526,431 to $719,843Nov 2, 2023 to Feb 13, 2024
- Pension RAUM · $526,431 to $3.4MNov 2, 2023 to Feb 13, 2024
Signals
6 dated events
- T••••• R•• M•••••• left L••• P••••••• P•••••••• I••• for K••• C••••••• L•• (registered 2026-04-27)Feb 27, 2026 · Advisor changed firm · fact
- Charles Timothy Utecht (Chief Compliance Officer) no longer on Schedule A of L••• P••••••• P•••••••• I••• (listed 2023-11-02, absent 2024-02-13)Feb 13, 2024 · Control person left · inference
- Brett Lozowski (Chief Compliance Officer) appeared on Schedule A of L••• P••••••• P•••••••• I•••Feb 13, 2024 · Control person joined · fact
- J••••• K•••••• L••• left L••• P••••••• P•••••••• I••• for F••• F•••••••• (registered 2022-11-03)May 25, 2022 · Advisor changed firm · fact
- Beasley Geraldine Jones (Chief Compliance Officer) no longer on Schedule A of L••• P••••••• P•••••••• I••• (listed 2019-04-26, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- L••• P••••••• P•••••••• I••• filed its initial SEC registration (Form ADV)Mar 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-448-5158reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- L•••P•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-448-5158reportedpublic record, Form ADV, Jan 29, 2026
- Contact form
- l•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- l•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $118Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026