DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

RICHARD LYDEN TIGHE

Advisor at LPL ENTERPRISE, LLC

HOLMDEL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5fa684bf-bf80-43b6-fdb3-b988f261ab03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 12, 2026
First registration: Jun 10, 2002
Dual registered: yes, broker-dealer
Other names: RICHARD TIGHE|RICHARD LYDEN TIGHE|Richard L Tighe|Rick Tighe|Richard Lyden Tighe
IAPD individual key: 4412419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Aug 31, 2026	n/a	yes	HOLMDEL, NJ	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 28, 2019	Jul 17, 2020	no	Princeton, NJ	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 1, 2017	Dec 31, 2017	no	HADDON HEIGHTS, NJ\|HAMILTON, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 17, 2014	Mar 8, 2017	no	HADDON TOWNSHIP, NJ\|PRINCETON, NJ\|LAWRENCEVILLE, NJ\|CHERRY HILL, NJ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 17, 2014	no	JACKSON, NJ\|HOWELL, NJ\|HOWELL, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 29, 2005	Oct 1, 2012	no	HOWELL, NJ\|HAMILTON SQUARE, NJ\|PRINCETON, NJ\|HOWELL, NJ\|JACKSON, NJ\|PARAMUS, NJ\|HAMILTON, NJ	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Apr 1, 2004	Jan 25, 2005	no	SOUTH PLAINFIELD, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 10, 2002	Dec 10, 2002	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL ENTERPRISE, LLC	Jul 17, 2020	Aug 31, 2026	2,236	Firm change after gap	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 31, 2017	Mar 28, 2019	452	Firm change after gap	Other
WELLS FARGO ADVISORS	CETERA ADVISOR NETWORKS LLC	Mar 8, 2017	Mar 1, 2017	-7	Firm change	Other
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jul 17, 2014	Jul 17, 2014	0	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
TD WEALTH MANAGEMENT SERVICES INC.	CHASE INVESTMENT SERVICES CORP.	Jan 25, 2005	Jul 29, 2005	185	Firm change	Other
MORGAN STANLEY DW INC.	TD WEALTH MANAGEMENT SERVICES INC.	Dec 10, 2002	Apr 1, 2004	478	Firm change after gap	Other

Relationships

Registered with (8)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 28, 2019 to Jul 17, 2020factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 1, 2017 to Dec 31, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 17, 2014 to Mar 8, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 17, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 29, 2005 to Oct 1, 2012factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Apr 1, 2004 to Jan 25, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 10, 2002 to Dec 10, 2002factForm ADV

Dated events

No dated event names this entity yet.