DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Lyden Tighe
Feed of 09/14/2026
Also filed as Richard Tighe
At current firm
0 y
since Aug 31, 2026
In the industry
24 y
since Jun 10, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Aug 31, 2026 · Holmdel, Nj
- Ameriprise Financial Services, LLC national BDMar 28, 2019 to Jul 17, 2020 · Princeton, Nj
- Cetera Advisor Networks LLC formerMar 1, 2017 to Dec 31, 2017 · Haddon Heights, Nj
- Wells Fargo Advisors wirehouseJul 17, 2014 to Mar 8, 2017 · Haddon Township, Nj
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Jul 17, 2014 · Jackson, Nj
- Chase Investment Services Corp. formerJul 29, 2005 to Oct 1, 2012 · Howell, Nj
- Td Wealth Management Services Inc. unclassifiedApr 1, 2004 to Jan 25, 2005 · South Plainfield, Nj
- Morgan Stanley Dw Inc. unclassifiedJun 10, 2002 to Dec 10, 2002 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to LPL Enterprise, LLCleft Jul 17, 2020, registered Aug 31, 2026 (2236 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Ameriprise Financial Services, LLCleft Dec 31, 2017, registered Mar 28, 2019 (452 days) · Other
- Wells Fargo Advisors to Cetera Advisor Networks LLCleft Mar 8, 2017, registered Mar 1, 2017 (-7 days) · Other
- J.P. Morgan Securities LLC to Wells Fargo Advisorsleft Jul 17, 2014, registered Jul 17, 2014 (0 days) · Wirehouse to wirehouse
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Td Wealth Management Services Inc. to Chase Investment Services Corp.left Jan 25, 2005, registered Jul 29, 2005 (185 days) · Other
- Morgan Stanley Dw Inc. to Td Wealth Management Services Inc.left Dec 10, 2002, registered Apr 1, 2004 (478 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address