DFX Intelligence

M•••••• P••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner33 years in industry

M•••••• P••• S•••••••

Advisor at F•••••••• P••••••• F••••• L••

TUSCON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5fc276e1-815e-da6e-8968-fa96a0119565

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• P••••••• F••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• P••••••• F••••• L••	Independent wealth	Jun 13, 2022	n/a	yes	TUSCON, AZ	Current employment
I••• W•••••••• I••••••••• M••••••••• L••	Former SEC adviser	Aug 2, 2013	Dec 31, 2022	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••• W•••••••• I••••••••• M••••••••• L••	F•••••••• P••••••• F••••• L••	Dec 31, 2022	Jun 13, 2022	-201	Firm change after gap	RIA to new firm
H•••••• S••••••••• I•••	I••• W•••••••• I••••••••• M••••••••• L••	Mar 25, 2013	Aug 2, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
157457:319273:AZ:2022-12-31	Dec 31, 2022	Jun 13, 2022	TUCSON, AZ	Firm change after gap

Relationships

Registered with (5)

→ F•••••••• P••••••• F••••• L••Registered adviserregistration: current employment
Jun 13, 2022 to presentfactForm ADV
→ I••• W•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 2, 2013 to Dec 31, 2022factForm ADV
→ H•••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2012 to Mar 25, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
M•••••• P••• S••••••• left I••• W•••••••• I••••••••• M••••••••• L•• for F•••••••• P••••••• F••••• L•• (registered 2022-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fc276e1-815e-da6e-8968-fa96a0119565
First observed: Mar 7, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.