DFX Intelligence

B•••••• J•• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

B•••••• J•• A••••

Advisor at C•••••• W••••• S•••••••• L••

PALM DESERT, CA

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Search this name across graphsid dfx:ria:5fc568ba-3ece-0eb9-631c-12edd509ce56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• S•••••••• L••	Independent wealth	Feb 10, 2026	n/a	yes	PALM DESERT, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	Jan 29, 2019	no	TUSTIN, CA\|IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C•••••• W••••• S•••••••• L••	Jan 29, 2019	Feb 10, 2026	2,569	Firm change after gap	Wirehouse to RIA
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012

Relationships

Registered with (4)

→ C•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Jan 29, 2019factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
May 16, 2011 to Oct 1, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fc568ba-3ece-0eb9-631c-12edd509ce56
First observed: Apr 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.