RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J•• A••••
- C•••••• W••••• S•••••••• L•• independent RIA currentsince Feb 10, 2026 · Palm Desert, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 29, 2019 · Tustin, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 16, 2011 to Oct 1, 2012 · Fountain Valley, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 24, 2008 to May 12, 2011 · Newport Beach, Ca
- J••• M••••• S••••••••• L•• to C•••••• W••••• S•••••••• L••left Jan 29, 2019, registered Feb 10, 2026 (2569 days) · Wirehouse to independent RIA
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left May 12, 2011, registered May 16, 2011 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address