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C••••• M••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

C••••• M••••• H•••

Advisor at P•••••••• M•••••• L••

Long Beach, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:5fee9288-58cf-9548-a5b6-a9c43a543027

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• M•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• M•••••• L••	Independent wealth	Aug 1, 2019	n/a	yes	Los Angeles, CA\|Long Beach, CA	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Apr 7, 2016	Aug 1, 2019	no	BEVERLY H•••S, CA\|Encino, CA\|SHERMAN OAKS, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	P•••••••• M•••••• L••	Aug 1, 2019	Aug 1, 2019	0	Firm change	Ibd to RIA
C••••• A••••••• L••	S••••••••• A•••••• A•••••••• I•••	Apr 11, 2016	Apr 7, 2016

Relationships

Registered with (8)

→ P•••••••• M•••••• L••Registered adviserregistration: current employment
Aug 1, 2019 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 7, 2016 to Aug 1, 2019factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Dec 13, 2013 to Apr 11, 2016factForm ADV
→ D••• D••••••• • C••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fee9288-58cf-9548-a5b6-a9c43a543027
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.