DFX Intelligence

E•••••••• L••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

E•••••••• L••• P•••••

Advisor at W••• W•••••• I••

SEATTLE, WA

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Search this name across graphsid dfx:ria:5ff0609c-6adb-39fa-ed5f-db3daf7c6089

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• W•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• W•••••• I••	Independent wealth	Aug 1, 2025	n/a	yes	SEATTLE, WA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 7, 2019	Aug 1, 2023	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W••• W•••••• I••	Aug 1, 2023	Aug 1, 2025	731	Firm change after gap	Wirehouse to new firm
T• A••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 28, 2013	Jun 3, 2013

Relationships

Registered with (3)

→ W••• W•••••• I••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 7, 2019 to Aug 1, 2023factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2013 to May 28, 2013factForm ADV

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ff0609c-6adb-39fa-ed5f-db3daf7c6089
First observed: Oct 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.