B••••••••• N•• A•••• M••••••••• L•••••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.4B••• Locked

Discretionary RAUM

$1.4B

Private client RAUM

$0derived••• Locked

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

30

Advisory employees

• Occurred

  Mar 26, 2018
  Regulatory AUM changed

  B••••••••• N•• A•••• M••••••••• L••••• reported RAUM $1.4B, up 79% from $789.0M (2017-09-12 to 2018-03-26)

  Form ADVobserved 7 days ago
  $625M
• Occurred

  Oct 3, 2014
  First Form ADV filing

  B••••••••• N•• A•••• M••••••••• L••••• filed its initial SEC registration (Form ADV)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5ffd8f9e-8966-dfa1-dd14-2288ddeb1f42

First observed

Oct 3, 2014

Last observed

Oct 24, 2018 96 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.