DFX Intelligence

B••••••••• C•••• T••••••••• A••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

B••••••••• C•••• T••••••••• A••••••• L•••••

CRD 148943

NEW YORK, NY

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Search this name across graphsid dfx:ria:3a9a55d9-0458-6964-21b6-0f1202e12540

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 0
On other graphs: 1
Observed: Nov 11, 2011 to Mar 31, 2017
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••••• C•••• T••••••••• A••••••• L•••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $11.9M••• Locked
Discretionary RAUM: $11.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 203
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• H••••••• I• • I• G• I•••	GENERAL PARTNER	F	yes	10/2008	Nov 11, 2011	Mar 31, 2017
B••••••••• H••••••• I• L•••	MANAGING MEMBER	E	yes	10/2008	Nov 11, 2011	Mar 31, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	N	yes	n/a
F•••• E•••• I••••••••• M••••••••• L••	n/a	Asset manager	$136B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$11.9M	$20.1M	-41.0%	$32.9M	-28.8%	203	194	n/a	n/a

Relationships

Affiliated with (40)

← B••••••••• R••• E••••• A••••••• I••••••••• L•••••Registered adviserother investment adviser, common control
factForm ADV
← B••••••••• M•••••••• A••••••• L•Registered adviserother investment adviser, common control
factForm ADV
→ B••••••••• A••••••••• A•••• M••••••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F•••• E•••• I••••••••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a9a55d9-0458-6964-21b6-0f1202e12540
First observed: Nov 11, 2011
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.