DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Blackstone Nwi Asset Management L.L.C.

Former SEC-registered adviserNew York, New YorkCRD 172233SEC 801-80453IAPD
Latest filing Oct 24, 2018
First filing on the tape Oct 3, 2014 · 19 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
$2.8B gross assets
History
19 filings and snapshots on the tape
RAUM$1.4B as of Mar 26, 2018
Mar 27, 2015$89.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2018
Mar 27, 20150 then
Employees (5.A)30 as of Mar 26, 2018
Mar 27, 201582 then
Private funds3 as of Mar 26, 2018
Mar 27, 20153 then
RAUM +79% over the last fiscal year+151% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Oct 24, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$471MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+79%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.3B, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.3B for 1 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Blackstone Nwi Emerging Markets Total Return Fund Ltd.Hedge Fund$1.3B3Mar 27, 2015
      Blackstone Nwi Emerging Markets Total Return Fund L.P.Hedge Fund$104M3Mar 27, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Lee Gideon Berger · Executive Committee Membercontrol
        since 07/2014 · owns less than 5%
      • Parisa Golestaneh · Executive Committee Membercontrol
        since 07/2016 · owns less than 5%
      • Neelakantan Nellapalli Hariharan · Executive Committee Membercontrol
        since 07/2014 · owns less than 5%
      • Jayachandrika Hariharan · Membercontrol
        since 04/1999 · owns 25% to 50% of Nwi, LLC
      • Jayachandrika Hariharan · Managing Membercontrol
        since 05/2000 · owns 50% to 75% of Nwi Associates LLC
      • Neelakantan Nellapalli Hariharan · Managing Membercontrol
        since 05/2000 · owns 50% to 75% of Nwi Associates LLC
      • Neelakantan Nellapalli Hariharan · Managing Membercontrol
        since 04/1999 · owns 75% or more of Nwi, LLC
      • Lee Amy Garges · Chief Compliance Officer
        since 10/2016 · owns less than 5%
      Entity owners
      • Blackstone Alternative Asset Management LP · Managing Member
        direct · owns 50% to 75%
      • Nwi Management LP · Managing Member
        direct · owns 50% to 75%
      • Blackstone Advisory Partners L.P. · Sole Member
        indirect · owns 75% or more of Blackstone Intermediary Holdco L.L.C.
      • Blackstone Group Holdings L.P. · Limited Partner
        indirect · owns 75% or more of Blackstone Advisory Partners L.P.
      • Blackstone Holdings I - Sub (Baam) Gp L.L.C. · General Partner
        indirect · owns F of Blackstone Alternative Asset Management L.P.
      • Blackstone Holdings I L.P. · Sole Member
        indirect · owns F of Blackstone Advisory Services L.L.C.
      • Blackstone Holdings I L.P. · Sole Member
        indirect · owns 75% or more of Blackstone Group Holdings L.L.C.
      • Blackstone Holdings I L.P. · Limited Partner
        indirect · owns F of Blackstone Group Holdings L.P.
      • Blackstone Holdings I/II Gp Inc. · General Partner
        indirect · owns F of Blackstone Holdings I L.P.
      • Blackstone Holdings II L.P. · Sole Member
        indirect · owns 75% or more of Blackstone Alternative Asset Management Associates LLC
      • Blackstone Intermediary Holdco L.L.C. · Sole Member
        indirect · owns 75% or more of Blackstone Holdings I-Sub (Baam) Gp L.L.C.
      • Blackstone Intermediary Holdco L.L.C. · Limited Partner
        indirect · owns 75% or more of Blackstone Alternative Asset Management L.P.
      • Nwi, LLC · General Partner
        indirect · owns F of Nwi Management LP
      • The Blackstone Group L.P. · Shareholder
        indirect · owns 75% or more of Blackstone Holdings I/II Gp Inc. · public reporting company
      • Blackstone Alternative Asset Management Associates LLC · Managing Member Of Blackstone Nwi Associates LLC
        direct · owns 50% to 75%
      • Nwi Associates LLC · Managing Member Of Blackstone Nwi Associates LLC
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Advisers that list Blackstone Nwi Asset Management L.L.C. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY13 employees
      What changed
      consecutive filings, newest first
      • Pooled vehicle clients · unset to 3.0
        Sep 12, 2017 to Mar 26, 2018
      • Assets in custody · $670M to $1.3B
        Sep 12, 2017 to Mar 26, 2018
      • Employees · 32 to 30
        Sep 12, 2017 to Mar 26, 2018
      • Other offices · unset to 1.0
        Sep 12, 2017 to Mar 26, 2018
      • Discretionary RAUM · $789M to $1.4B
        Sep 12, 2017 to Mar 26, 2018
      • Pooled vehicle RAUM · unset to 1414293635.0
        Sep 12, 2017 to Mar 26, 2018
      • RAUM · $789M to $1.4B
        Sep 12, 2017 to Mar 26, 2018
      • Accounts · 2 to 3
        Dec 14, 2016 to Mar 29, 2017
      • Advisory employees · 12 to 13
        Dec 14, 2016 to Mar 29, 2017
      • Assets in custody · $0 to $670M
        Dec 14, 2016 to Mar 29, 2017
      • Employees · 34 to 32
        Dec 14, 2016 to Mar 29, 2017
      • Discretionary RAUM · $88.3M to $789M
        Dec 14, 2016 to Mar 29, 2017
      • RAUM · $88.3M to $789M
        Dec 14, 2016 to Mar 29, 2017
      • Advisory employees · 16 to 12
        Jan 7, 2016 to Mar 29, 2016
      • BD registered reps · 19 to 2
        Jan 7, 2016 to Mar 29, 2016
      • Assets in custody · $84.2M to $0
        Jan 7, 2016 to Mar 29, 2016
      • Employees · 82 to 34
        Jan 7, 2016 to Mar 29, 2016
      • Discretionary RAUM · $89.4M to $88.3M
        Jan 7, 2016 to Mar 29, 2016
      • RAUM · $89.4M to $88.3M
        Jan 7, 2016 to Mar 29, 2016
      • Accounts · 4 to 2
        Feb 25, 2015 to Mar 27, 2015
      • Advisory activities · 2 to 1
        Feb 25, 2015 to Mar 27, 2015
      • Assets in custody · $0 to $84.2M
        Feb 25, 2015 to Mar 27, 2015
      • Private funds · 1 to 3
        Feb 25, 2015 to Mar 27, 2015
      • Discretionary RAUM · $85.4M to $89.4M
        Feb 25, 2015 to Mar 27, 2015
      • RAUM · $85.4M to $89.4M
        Feb 25, 2015 to Mar 27, 2015
      • Private funds · unset to 1
        Feb 2, 2015 to Feb 25, 2015
      • Accounts · unset to 4.0
        Oct 31, 2014 to Feb 2, 2015
      • Discretionary RAUM · unset to 85353247.0
        Oct 31, 2014 to Feb 2, 2015
      • Non-discretionary RAUM · unset to 0.0
        Oct 31, 2014 to Feb 2, 2015
      • RAUM · unset to 85353247.0
        Oct 31, 2014 to Feb 2, 2015
      Signals
      2 dated events
      • Blackstone Nwi Asset Management L.L.C. reported RAUM $1.4B, up 79% from $789.0M (2017-09-12 to 2018-03-26)
        Mar 26, 2018 · RAUM change · derived
      • Blackstone Nwi Asset Management L.L.C. filed its initial SEC registration (Form ADV)
        Oct 3, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026