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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

Timothy Lane

Advisor at PINNACLE INVESTMENTS, LLC

MALDEN, MA | EAST SYRACUSE, NY

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Search this name across graphsid dfx:ria:60033c49-37e4-c519-429e-664820d2d6f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINNACLE INVESTMENTS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Aug 1, 1995
First registration: Aug 26, 2002
Dual registered: yes, broker-dealer
Other names: TIMOTHY SHAWN LANE
IAPD individual key: 2627220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINNACLE INVESTMENTS, LLC	Bd affiliated wealth	Jan 12, 2021	n/a	yes	MALDEN, MA\|EAST SYRACUSE, NY	Current employment
GLOBAL INVESTMENT ADVISORS, LLC	n/a	Jan 1, 2010	Dec 31, 2019	no	MIAMI BEACH, FL	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jul 11, 2005	Jan 1, 2010	no	MALDEN, MA\|LYNNFIELD, MA\|LYNNFIELD, MA\|MALDEN, MA	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Aug 4, 2003	Jun 30, 2005	no	MALDEN, MA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Aug 26, 2002	Jun 20, 2003	no	EVERETT, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL INVESTMENT ADVISORS, LLC	PINNACLE INVESTMENTS, LLC	Dec 31, 2019	Jan 12, 2021	378	Firm change	Other
INVESTORS CAPITAL ADVISORY	GLOBAL INVESTMENT ADVISORS, LLC	Jan 1, 2010	Jan 1, 2010	0	Firm change	Other
GENEOS WEALTH MANAGEMENT, INC.	INVESTORS CAPITAL ADVISORY	Jun 30, 2005	Jul 11, 2005	11	Firm change	Other
CETERA ADVISORS LLC	GENEOS WEALTH MANAGEMENT, INC.	Jun 20, 2003	Aug 4, 2003	45	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121442:142910:FL:2019-12-26	Dec 31, 2019	Jan 12, 2021	MIAMI BEACH, FL	Firm change

Relationships

Registered with (5)

→ PINNACLE INVESTMENTS, LLCRegistered adviserregistration: current employment
Jan 12, 2021 to presentfactForm ADV
→ GLOBAL INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 1, 2010 to Dec 31, 2019factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jul 11, 2005 to Jan 1, 2010factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 4, 2003 to Jun 30, 2005factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 26, 2002 to Jun 20, 2003factForm ADV

Dated events

No dated event names this entity yet.