RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• L•••
- P••••••• I••••••••• L•• BD affiliated currentsince Jan 12, 2021 · Malden, Ma
- G••••• I••••••••• A•••••••• L•• unclassifiedJan 1, 2010 to Dec 31, 2019 · Miami Beach, Fl
- I•••••••• C•••••• A••••••• formerJul 11, 2005 to Jan 1, 2010 · Malden, Ma
- G••••• W••••• M••••••••• I••• BD affiliatedAug 4, 2003 to Jun 30, 2005 · Malden, Ma
- C••••• A••••••• L•• formerAug 26, 2002 to Jun 20, 2003 · Everett, Ma
- G••••• I••••••••• A•••••••• L•• to P••••••• I••••••••• L••left Dec 31, 2019, registered Jan 12, 2021 (378 days) · Other · moved with a team
- I•••••••• C•••••• A••••••• to G••••• I••••••••• A•••••••• L••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · Other
- G••••• W••••• M••••••••• I••• to I•••••••• C•••••• A•••••••left Jun 30, 2005, registered Jul 11, 2005 (11 days) · Other
- C••••• A••••••• L•• to G••••• W••••• M••••••••• I•••left Jun 20, 2003, registered Aug 4, 2003 (45 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address