DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SEPIO CAPITAL, LP
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEPIO CAPITAL, LP | Independent wealth | Aug 5, 2020 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 9, 2016 | May 18, 2017 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SEPIO CAPITAL, LP | May 18, 2017 | Aug 5, 2020 | 1,175 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:285645:CA:2017-05-15 | May 18, 2017 | Aug 5, 2020 | SAN FRANCISCO, CA | Firm change after gap |