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RIA / WealthAdvisor27 years in industry

WILLIAM EARL SMITH

Advisor at GIBBS WEALTH MANAGEMENT, LLC

Birmingham, AL | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:603364ec-b63e-b527-e158-c391ccfdac0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GIBBS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 9, 1999
First registration: Mar 28, 2003
Dual registered: no
Other names: BILL SMITH
IAPD individual key: 3134227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GIBBS WEALTH MANAGEMENT, LLC	Independent wealth	Jun 7, 2024	n/a	yes	Birmingham, AL\|ALPHARETTA, GA	Current employment
TRIUMPH WEALTH ADVISORS, INC.	Former SEC adviser	May 15, 2014	Jun 5, 2024	no	BIRMINGHAM, AL\|ACWORTH, GA	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Feb 17, 2011	May 19, 2014	no	VESTAVIA HILLS, AL\|OVIEDO, FL\|BIRMINGHAM, AL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2003	Jan 6, 2011	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIUMPH WEALTH ADVISORS, INC.	GIBBS WEALTH MANAGEMENT, LLC	Jun 5, 2024	Jun 7, 2024	2	Firm change	RIA to RIA
PLANMEMBER SECURITIES CORPORATION	TRIUMPH WEALTH ADVISORS, INC.	May 19, 2014	May 15, 2014	-4	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	PLANMEMBER SECURITIES CORPORATION	Jan 6, 2011	Feb 17, 2011	42	Firm change	Other

Relationships

Registered with (4)

→ GIBBS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 7, 2024 to presentfactForm ADV
→ TRIUMPH WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
May 15, 2014 to Jun 5, 2024factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 17, 2011 to May 19, 2014factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2003 to Jan 6, 2011factForm ADV

Dated events

Occurred
Jun 5, 2024
Advisor changed firm
William Earl Smith left Triumph Wealth Advisors, Inc. for Gibbs Wealth Management, Llc (registered 2024-06-07)
Form ADVobserved 5 days ago