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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Gregory Michael Hoover

Advisor at CETERA INVESTMENT ADVISERS LLC

Englewood, CO

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Search this name across graphsid dfx:ria:6039d254-6a6f-4418-4b79-74e58a072c7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 7, 2008
First registration: Apr 29, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5457426

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	Englewood, CO	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jan 5, 2022	Aug 24, 2023	no	CENTENNIAL, CO\|OMAHA, NE	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Dec 1, 2014	Jan 3, 2022	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, IL\|GREENWOOD VILLAGE, CO\|RED BANK, NJ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 24, 2014	no	COLUMBUS, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 29, 2010	Oct 1, 2012	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	CETERA INVESTMENT ADVISERS LLC	Aug 24, 2023	Mar 21, 2024	210	Firm change	Ibd to ibd
CETERA ADVISORS LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jan 3, 2022	Jan 5, 2022	2	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	CETERA ADVISORS LLC	Nov 24, 2014	Dec 1, 2014	7	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jan 5, 2022 to Aug 24, 2023factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Dec 1, 2014 to Jan 3, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 24, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 29, 2010 to Oct 1, 2012factForm ADV

Dated events

Occurred
Aug 24, 2023
Advisor changed firm
Gregory Michael Hoover left Bancwest Investment Services, Inc. (Bwis) for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2022
Advisor changed firm
Gregory Michael Hoover left Cetera Advisors Llc for Bancwest Investment Services, Inc. (Bwis) (registered 2022-01-05)
Form ADVobserved 6 days ago