DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Michael Hoover
Feed of 09/14/2026
At current firm
2 y
since Mar 21, 2024
In the industry
17 y
since Nov 7, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Mar 21, 2024 · Englewood, Co
- Bancwest Investment Services, Inc. (Bwis) formerJan 5, 2022 to Aug 24, 2023 · Centennial, Co
- Cetera Advisors LLC formerDec 1, 2014 to Jan 3, 2022 · Greenwood Village, Co
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Nov 24, 2014 · Columbus, Oh
- Chase Investment Services Corp. formerApr 29, 2010 to Oct 1, 2012 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Bancwest Investment Services, Inc. (Bwis) to Cetera Investment Advisers LLCleft Aug 24, 2023, registered Mar 21, 2024 (210 days) · Affiliated broker-dealer or bank to another
- Cetera Advisors LLC to Bancwest Investment Services, Inc. (Bwis)left Jan 3, 2022, registered Jan 5, 2022 (2 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Cetera Advisors LLCleft Nov 24, 2014, registered Dec 1, 2014 (7 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Gregory Michael Hoover left Bancwest Investment Services, Inc. (Bwis) for Cetera Investment Advisers Llc (registered 2024-03-21)Aug 24, 2023 · Advisor changed firm · fact
- Gregory Michael Hoover left Cetera Advisors Llc for Bancwest Investment Services, Inc. (Bwis) (registered 2022-01-05)Jan 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address