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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GREEN SQUARE CAPITAL ADVISORS

GREEN SQUARE BOSTON, LLC, CRD 285467

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60438f79-e18d-d7c8-8453-cfa045564b81

Data as of Oct 21, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 30, 2016 to Oct 21, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $501MItem 5.F on the latest filing (2019-10-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $501M
Private client RAUM: $173MderivedItem 5.D individuals plus high net worth individuals
Private client share: 35%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 55
High net worth clients: 53
SEC number: 801-108497
CRD: 285467
Filings on the tape: 10
First filed: Sep 30, 2016
Latest filed: Oct 21, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINCH, RICHARD, ALOYSIUS	CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Sep 30, 2016	Oct 21, 2019
HORN, DARRELL, LANE	Member	C	yes	09/2016	Sep 30, 2016	Oct 21, 2019
PYNCHON, TIMOTHY, MICHAEL	SENIOR MANAGING DIRECTOR	E	yes	09/2016	Sep 30, 2016	Oct 21, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRINCIPAL STREET PARTNERS, LLC	n/a	Independent wealth	$3.6B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Memphis	Tn	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 19, 2019	$472M	$472M	6	2	1	n/a	n/a
2017	Mar 29, 2018	$270M	$270M	3	2	1	n/a	n/a
2016	Mar 31, 2017	$203M	$203M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$501M	$270M	85.7%	n/a	n/a	6	3	1	1

Relationships

Affiliated with (2)

→ CALYDON CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GREEN SQUARE WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← PYNCHON, TIMOTHY, MICHAELOwnerSENIOR MANAGING DIRECTOR, ownership code E, individual
Sep 30, 2016 to presentfactForm ADV
← HORN, DARRELL, LANEOwnerMEMBER, ownership code C, individual
Sep 30, 2016 to presentfactForm ADV
← FINCH, RICHARD, ALOYSIUSOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 30, 2016 to presentfactForm ADV

Registered with (1)

← Bernard James BraudisAdvisorregistration: previous registration
Dec 13, 2018 to Dec 17, 2019factForm ADV

Dated events

Occurred
Feb 19, 2019
Regulatory AUM changed
Green Square Capital Advisors reported RAUM $471.5M, up 75% from $270.0M (2018-07-02 to 2019-02-19)
Form ADVobserved 5 days ago
$202M
Occurred
Sep 30, 2016
First Form ADV filing
Green Square Boston filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60438f79-e18d-d7c8-8453-cfa045564b81
First observed: Sep 30, 2016
Last observed: Oct 21, 2019 84 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREEN SQUARE CAPITAL ADVISORS

GREEN SQUARE BOSTON, LLC, CRD 285467

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60438f79-e18d-d7c8-8453-cfa045564b81

Data as of Oct 21, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINCH, RICHARD, ALOYSIUS

CHIEF COMPLIANCE OFFICER

yes

09/2016

Sep 30, 2016

Oct 21, 2019

HORN, DARRELL, LANE

Member

yes

09/2016

Sep 30, 2016

Oct 21, 2019

PYNCHON, TIMOTHY, MICHAEL

SENIOR MANAGING DIRECTOR

yes

09/2016

Sep 30, 2016

Oct 21, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRINCIPAL STREET PARTNERS, LLC

n/a

Independent wealth

$3.6B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Memphis

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 19, 2019

$472M

n/a

2017

Mar 29, 2018

$270M

n/a

2016

Mar 31, 2017

$203M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$501M

$270M

85.7%

n/a