DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
G•••• S••••• C•••••• A•••••••
Legal name G•••• S••••• B•••••• L••
Latest filing Oct 21, 2019
First filing on the tape Sep 30, 2016 · 10 filings
RAUM
$501M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
35%
$173M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$472M as of Feb 19, 2019
Mar 31, 2017$203M then
HNW client RAUM$152M as of Feb 19, 2019
Mar 29, 2018$1.3M then
State-registered IARs (5.B.3)0 as of Feb 19, 2019
Mar 31, 20172 then
Employees (5.A)6 as of Feb 19, 2019
Mar 31, 20172 then
Private funds: no history
RAUM +86% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Oct 21, 2019; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $9.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +75%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$174M35%
- High-net-worth individuals$173M35%
- Investment companies$154M31%
- Individual clients
- n/areported
- HNW clients
- 53reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 55reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- B•••••• J•••• B•••••• to S••••• I••••••••• A•••••••• L••Dec 17, 2019 · RIA to RIA
Joined, latest
- B•••••• J•••• B•••••• from H•••••• J• S••• C•••••• M••••••••• I•••Dec 13, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••• R••••••• A••••••• · Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
- H•••• D••••••• L••• · Membercontrolsince 09/2016 · owns 25% to 50%
- P••••••• T••••••• M•••••• · Senior Managing Directorcontrolsince 09/2016 · owns 75% or more
Related persons
Schedule D 7.A
- Calydon Capital, LLCinvestment advisernRAUM $3.6B
Advisers that list G•••• S••••• C•••••• A••••••• as a related person
- 297048 n
Offices
Schedule D 1.F, the 25 largest
- Memphis, TN1 employees
What changed
consecutive filings, newest first
- Accounts · 58 to 55Apr 2, 2019 to Oct 21, 2019
- Discretionary RAUM · $472M to $501MApr 2, 2019 to Oct 21, 2019
- HNW RAUM · $152M to $173MApr 2, 2019 to Oct 21, 2019
- Pooled vehicle RAUM · $179M to $174MApr 2, 2019 to Oct 21, 2019
- RAUM · $472M to $501MApr 2, 2019 to Oct 21, 2019
- Accounts · 6 to 58Jul 2, 2018 to Feb 19, 2019
- HNW clients · 2 to 53Jul 2, 2018 to Feb 19, 2019
- Employees · 3 to 6Jul 2, 2018 to Feb 19, 2019
- Discretionary RAUM · $270M to $472MJul 2, 2018 to Feb 19, 2019
- HNW RAUM · $1.3M to $152MJul 2, 2018 to Feb 19, 2019
- Pooled vehicle RAUM · $195M to $179MJul 2, 2018 to Feb 19, 2019
- RAUM · $270M to $472MJul 2, 2018 to Feb 19, 2019
- Accounts · 13 to 6Mar 31, 2017 to Mar 29, 2018
- HNW clients · unset to 2.0Mar 31, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 2.0Mar 31, 2017 to Mar 29, 2018
- Employees · 2 to 3Mar 31, 2017 to Mar 29, 2018
- State-registered IARs · 2 to 0Mar 31, 2017 to Mar 29, 2018
- Other offices · unset to 1.0Mar 31, 2017 to Mar 29, 2018
- Discretionary RAUM · $203M to $270MMar 31, 2017 to Mar 29, 2018
- HNW RAUM · unset to 1257338.0Mar 31, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 194630406.0Mar 31, 2017 to Mar 29, 2018
- RAUM · $203M to $270MMar 31, 2017 to Mar 29, 2018
- Discretionary RAUM · $189M to $203MFeb 17, 2017 to Mar 31, 2017
- RAUM · $189M to $203MFeb 17, 2017 to Mar 31, 2017
- Business name · G•••• S••••• B••••• to G•••• S••••• C•••••• A•••••••Sep 30, 2016 to Feb 17, 2017
Signals
2 dated events
- G•••• S••••• C•••••• A••••••• reported RAUM $471.5M, up 75% from $270.0M (2018-07-02 to 2019-02-19)Feb 19, 2019 · RAUM change · derived
- G•••• S••••• B••••• filed its initial SEC registration (Form ADV)Sep 30, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026