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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

ELIZABETH M BENNETT

Advisor at J. W. COLE ADVISORS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:604a708b-5b07-9d08-a532-10c0f75efc73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J. W. COLE ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 11, 2008
First registration: Dec 17, 2008
Dual registered: yes, broker-dealer
Other names: ELIZABETH MARY LYONS|ELIZABETH BENNETT|ELIZABETH LYONS BENNETT
IAPD individual key: 5589525

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Feb 14, 2024	n/a	yes	Annapolis, MD\|Boca Raton, FL\|TAMPA, FL	Current employment
CHESAPEAKE FINANCIAL PLANNING	Former SEC adviser	Aug 18, 2016	n/a	yes	ANNAPOLIS, MD\|BOCA RATON, FL\|Plantation, FL\|Bacon Raton, FL	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 3, 2014	Nov 4, 2014	no	SCOTTSDALE, AZ\|ANNAPOLIS, MD	Previous registration
CHESAPEAKE FINANCIAL PLANNING	n/a	Oct 7, 2014	Oct 28, 2016	no	ANNAPOLIS, MD	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 17, 2013	Oct 2, 2014	no	OCEAN CITY, MD	Previous registration
MAIN STREET FINANCIAL SOLUTIONS, LLC	Former SEC adviser	Feb 6, 2013	Oct 9, 2013	no	NEWTOWN, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 5, 2012	Nov 19, 2012	no	PHILADELPHIA, PA\|COLUMBUS, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 17, 2008	Jan 18, 2011	no	MOUNT LAUREL, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHESAPEAKE FINANCIAL PLANNING	SAGEPOINT FINANCIAL, INC.	Oct 28, 2016	Nov 3, 2014	-725	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	CHESAPEAKE FINANCIAL PLANNING	Nov 4, 2014	Aug 18, 2016	653	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	CHESAPEAKE FINANCIAL PLANNING	Oct 2, 2014	Oct 7, 2014	5	Firm change	Other
MAIN STREET FINANCIAL SOLUTIONS, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Oct 9, 2013	Oct 17, 2013	8	Firm change	Other
PNC WEALTH MANAGEMENT	MAIN STREET FINANCIAL SOLUTIONS, LLC	Nov 19, 2012	Feb 6, 2013	79	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Jan 18, 2011	Jan 5, 2012	352	Firm change	Other

Relationships

Registered with (8)

→ J. W. COLE ADVISORS, INC.Registered adviserregistration: current employment
Feb 14, 2024 to presentfactForm ADV
→ CHESAPEAKE FINANCIAL PLANNINGRegistered adviserregistration: current employment
Aug 18, 2016 to presentfactForm ADV
→ CHESAPEAKE FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Oct 7, 2014 to Oct 28, 2016factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 3, 2014 to Nov 4, 2014factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 17, 2013 to Oct 2, 2014factForm ADV
→ MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: previous registration
Feb 6, 2013 to Oct 9, 2013factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 5, 2012 to Nov 19, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 17, 2008 to Jan 18, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:604a708b-5b07-9d08-a532-10c0f75efc73
First observed: Dec 17, 2008
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELIZABETH M BENNETT

Advisor at J. W. COLE ADVISORS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:604a708b-5b07-9d08-a532-10c0f75efc73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.