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Advisor at CONTINUUM ADVISORY, LLC
EAGLE, ID | Ronkonkoma, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTINUUM ADVISORY, LLC | Independent wealth | Apr 14, 2026 | n/a | yes | EAGLE, ID|Ronkonkoma, NY | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Sep 27, 2022 | Sep 1, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Sep 27, 2022 | Nov 3, 2023 | no | ATLANTA, GA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Feb 7, 2022 | Sep 26, 2022 | no | JOHNS CREEK, GA | Previous registration |
| A.G. MORGAN FINANCIAL ADVISORS, LLC | Independent wealth | Jan 5, 2021 | Feb 4, 2022 | no | MASSAPEQUA, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Feb 5, 2016 | Aug 14, 2019 | no | New York, NY|NEW YORK, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jan 29, 2013 | Apr 21, 2014 | no | HOLBROOK, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Mar 30, 2009 | Dec 31, 2011 | no | HOLBROOK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | CONTINUUM ADVISORY, LLC | Nov 3, 2023 | Apr 14, 2026 | 893 | Firm change after gap | Ibd to RIA |
| SAGEPOINT FINANCIAL, INC. | FSC SECURITIES CORPORATION | Sep 1, 2023 | Sep 27, 2022 | -339 | Channel change | Ibd to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SAGEPOINT FINANCIAL, INC. | Sep 26, 2022 | Sep 27, 2022 | 1 | Firm change | Ibd to ibd |
| A.G. MORGAN FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, LLC | Feb 4, 2022 | Feb 7, 2022 | 3 | Firm change | RIA to ibd |
| HSBC SECURITIES (USA) INC. | A.G. MORGAN FINANCIAL ADVISORS, LLC | Aug 14, 2019 | Jan 5, 2021 | 510 | Firm change after gap | Ibd to RIA |
| AMERICAN PORTFOLIOS ADVISORS, INC | HSBC SECURITIES (USA) INC. | Apr 21, 2014 | Feb 5, 2016 | 655 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:7461:AZ:2023-09-01 | Sep 1, 2023 | Sep 27, 2022 | SCOTTSDALE, AZ | Firm change after gap |