DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• G••••••

C•••••••• A•••••••• L••independent RIAEagle, Id dual registrantIAPD 3037297

Feed of 09/15/2026

Also filed as Deepa Thampi

At current firm

0 y

since Apr 14, 2026

In the industry

28 y

since Jul 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• A•••••••• L•• independent RIA current
since Apr 14, 2026 · Eagle, Id
F•• S••••••••• C••••••••• former
Sep 27, 2022 to Nov 3, 2023 · Atlanta, Ga
S•••••••• F••••••••• I••• former
Sep 27, 2022 to Sep 1, 2023 · Scottsdale, Az
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Feb 7, 2022 to Sep 26, 2022 · Johns Creek, Ga
A••• M••••• F•••••••• A•••••••• L•• independent RIA
Jan 5, 2021 to Feb 4, 2022 · Massapequa, Ny
H••• S••••••••• •••• I••• BD affiliated
Feb 5, 2016 to Aug 14, 2019 · New York, Ny
A••••••• P••••••••• A•••••••• I•• former
Jan 29, 2013 to Apr 21, 2014 · Holbrook, Ny
A••••••• P••••••••• A•••••••• I•• former
Mar 30, 2009 to Dec 31, 2011 · Holbrook, Ny

Moves

a registration end followed by a registration begin elsewhere

F•• S••••••••• C••••••••• to C•••••••• A•••••••• L••
left Nov 3, 2023, registered Apr 14, 2026 (893 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• F••••••••• I••• to F•• S••••••••• C•••••••••
left Sep 1, 2023, registered Sep 27, 2022 (-339 days) · channel change inside one enterprise, not a move · moved with a team
T••••••••• F•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••
left Sep 26, 2022, registered Sep 27, 2022 (1 days) · Affiliated broker-dealer or bank to another
A••• M••••• F•••••••• A•••••••• L•• to T••••••••• F•••••••• A•••••••• L••
left Feb 4, 2022, registered Feb 7, 2022 (3 days) · RIA to affiliated broker-dealer or bank
H••• S••••••••• •••• I••• to A••• M••••• F•••••••• A•••••••• L••
left Aug 14, 2019, registered Jan 5, 2021 (510 days) · Affiliated broker-dealer or bank to independent RIA
A••••••• P••••••••• A•••••••• I•• to H••• S••••••••• •••• I•••
left Apr 21, 2014, registered Feb 5, 2016 (655 days) · Other

Signals

D•••• G•••••• left F•• S••••••••• C••••••••• for C•••••••• A•••••••• L•• (registered 2026-04-14)
Nov 3, 2023 · Advisor changed firm · fact
D•••• G•••••• left T••••••••• F•••••••• A•••••••• L•• for S•••••••• F••••••••• I••• (registered 2022-09-27)
Sep 26, 2022 · Advisor changed firm · fact
D•••• G•••••• left A••• M••••• F•••••••• A•••••••• L•• for T••••••••• F•••••••• A•••••••• L•• (registered 2022-02-07)
Feb 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address