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M•••••• J•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

M•••••• J•••• R•••

Advisor at M••••••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6072d2ee-90f6-f1e6-9fce-ebf9365b6f5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 26, 2018	n/a	yes	INDIANAPOLIS, IN	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	May 5, 2016	Nov 26, 2018	no	Indianapolis, IN

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Nov 26, 2018	Feb 26, 2018	-273	Firm change after gap	Other
B••••••••• S•••••••• W•••••• L••	M•••••• W••••• A•••••••	May 2, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165759:140195:IN:2018-11-26	Nov 26, 2018	Feb 26, 2018	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (8)

→ M••••••Registered adviserregistration: current employment
Feb 26, 2018 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
May 5, 2016 to Nov 26, 2018factForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Nov 5, 2014 to May 2, 2016factForm ADV
→ H•••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6072d2ee-90f6-f1e6-9fce-ebf9365b6f5e
First observed: Jul 23, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.