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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PILE WEALTH MANAGEMENT

RJP INVESTMENT ADVISORS, LLP, CRD 111536

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:f3052caf-2ae3-558d-6e54-cff6b57cfea2

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2012 to Feb 9, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $189MItem 5.F on the latest filing (2026-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $189M
Private client RAUM: $166MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $47.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 205
Individual clients: 67
High net worth clients: 19
Custody, client assets: $12.4M
SEC number: 801-123261
CRD: 111536
Filings on the tape: 12
First filed: Jan 4, 2012
Latest filed: Feb 9, 2026
Organised: Limited Liability Partnership, IN
Website: pilewealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Michael Shane Winslow	Personal Financial Specialist	Indianapolis, IN	9	36	n/a	no
Neal Alan Clements	Personal Financial Specialist	INDIANAPOLIS, IN	9	32	n/a	no
Marc David Caskey	Personal Financial Specialist	INDIANAPOLIS, IN	1	12	n/a	no
JASON LEE PHILLIPS	Personal Financial Specialist	INDIANAPOLIS, IN	1	22	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLEMENTS, NEAL, A	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2009	Jan 4, 2012	Jan 25, 2024
HARPRING, MICHAEL, RICHARD	VICE PRESIDENT	Na	yes	10/2009	Jan 4, 2012	Jan 25, 2024
WINSLOW, MICHAEL, SHANE	VICE PRESIDENT	Na	yes	10/2009	Jan 4, 2012	Jan 25, 2024
R J PILE, LLC	Owner	E	no	09/2005	Jan 4, 2012	Jan 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RJ PILE & COMPANY, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 9, 2026	$189M	$189M	5	5	0	n/a	n/a
2024	Mar 6, 2025	$168M	$168M	3	2	0	n/a	n/a
2023	Jan 25, 2024	$136M	$136M	4	4	0	n/a	n/a
2022	Jan 31, 2023	$108M	$108M	4	4	0	n/a	n/a
2011	Jan 4, 2012	$27.7M	$17.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$189M	$168M	12.0%	$108M	20.5%	5	3	0	0

Relationships

Registered with (7)

← JASON LEE PHILLIPSAdvisorregistration: previous registration
Jun 4, 2010 to Dec 31, 2023factForm ADV
← Marc David CaskeyAdvisorregistration: current employment
Aug 29, 2025 to presentfactForm ADV
← Michael Shane WinslowAdvisorregistration: current employment
Jan 27, 2017 to presentfactForm ADV
← Neal Alan ClementsAdvisorregistration: current employment
Jan 27, 2017 to presentfactForm ADV
← MATTHEW JAMES RICEAdvisorregistration: previous registration
Nov 26, 2009 to Jul 18, 2012factForm ADV
← Brent WalkerAdvisorregistration: previous registration
Nov 5, 1998 to Oct 20, 2009factForm ADV
← STEPHANIE LYNN WILLISONAdvisorregistration: previous registration
Jan 11, 2002 to Oct 20, 2009factForm ADV

Controls (3)

← WINSLOW, MICHAEL, SHANEOwnerVICE PRESIDENT, ownership code NA, individual
Jan 4, 2012 to Jan 25, 2024factForm ADV
← CLEMENTS, NEAL, AOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 4, 2012 to Jan 25, 2024factForm ADV
← HARPRING, MICHAEL, RICHARDOwnerVICE PRESIDENT, ownership code NA, individual
Jan 4, 2012 to Jan 25, 2024factForm ADV

Owns (1)

← R J PILE, LLCOwnerOWNER, ownership code E, domestic entity
Jan 4, 2012 to Jan 25, 2024factForm ADV

Dated events

Occurred
Jan 19, 2022
Control person left
James Matthew Rice (Vice President) no longer on Schedule A of Pile Wealth Management (listed 2012-04-11, absent 2022-01-19)
Form ADVobserved 5 days ago
Occurred
Jan 19, 2022
First Form ADV filing
Pile Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3052caf-2ae3-558d-6e54-cff6b57cfea2
First observed: Jan 4, 2012
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PILE WEALTH MANAGEMENT

RJP INVESTMENT ADVISORS, LLP, CRD 111536

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3052caf-2ae3-558d-6e54-cff6b57cfea2

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Michael Shane Winslow

Personal Financial Specialist

Indianapolis, IN

n/a

Neal Alan Clements

Personal Financial Specialist

INDIANAPOLIS, IN

n/a

Marc David Caskey

Personal Financial Specialist

INDIANAPOLIS, IN

n/a

JASON LEE PHILLIPS

Personal Financial Specialist

INDIANAPOLIS, IN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLEMENTS, NEAL, A

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

10/2009

Jan 4, 2012

Jan 25, 2024

HARPRING, MICHAEL, RICHARD

VICE PRESIDENT

yes

10/2009

Jan 4, 2012

Jan 25, 2024

WINSLOW, MICHAEL, SHANE

VICE PRESIDENT

yes

10/2009

Jan 4, 2012

Jan 25, 2024

R J PILE, LLC

Owner

09/2005

Jan 4, 2012

Jan 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RJ PILE & COMPANY, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 9, 2026

$189M

n/a

2024

Mar 6, 2025

$168M

n/a

2023

Jan 25, 2024

$136M

n/a

2022

Jan 31, 2023

$108M

n/a

2011

Jan 4, 2012

$27.7M

$17.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$189M

$168M

12.0%

$108M

20.5%