DFX Intelligence

A••• W••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)28 years in industry

A••• W••• W•••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Mar 13, 2026	n/a	yes	West Des Moines, IA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Mar 28, 2025	Feb 9, 2026	no	Farmington, UT\|SCOTTSDALE, AZ\|Farmington, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	F•• W••••• M••••••••• L••	Feb 9, 2026	Mar 13, 2026	32	Firm change	Ibd to ibd
C•••••• S••••• • C••• I•••	O•••• W•••••• I•••	Jul 5, 2023	Mar 28, 2025

Relationships

Registered with (6)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 28, 2025 to Feb 9, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 12, 2019 to Jul 5, 2023factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Feb 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 4, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.