DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at O••••• I••••••••• A••••••• L••
BLOOMFIELD HILLS, MI | SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••• I••••••••• A••••••• L•• | Independent wealth | Jun 29, 2022 | n/a | yes | BLOOMFIELD HILLS, MI|SARASOTA, FL | Current employment |
| S••••• S••••• F•••••••• P••••••• | State registered | Jan 4, 2022 | n/a | yes | BLOOMFIELD HILLS, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A• W••••• M••••••••• L•• | S••••• S••••• F•••••••• P••••••• | Sep 29, 2021 | Jan 4, 2022 | 97 | Firm change | Ibd to state RIA |
| C••••• I••••••••• A••••••• L•• | A• W••••• M••••••••• L•• | Apr 30, 2021 | Jun 25, 2021 |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Jun 25, 2021 | Sep 29, 2021 | no | PLYMOIUTH, MI | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Aug 16, 2018 | Apr 30, 2021 | no | TROY, MI | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Apr 13, 2018 | Jun 20, 2018 | no | BLOOMFIELD HILLS, MI | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Dec 19, 2014 | Apr 9, 2018 | no | CLAWSON, MI|TROY, MI|TROY, MI | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Mar 25, 2013 | Dec 10, 2014 | no | TROY, MI|WATERFORD, MI|BLOOMFIELD TOWNSHIP, MI|TROY, MI|BLOOMFIELD HILLS, MI | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jun 14, 2010 | Mar 21, 2013 | no | ALLEN PARK, MI|FARMINGTON HILLS, MI|W. BLOOMFIELD, MI|TAYLOR, MI|TAYLOR, MI|SOUTHGATE, MI|TAYLOR, MI|LINCOLN PARK, MI|ALLEN PARK, MI|ECORSE, MI|LINCOLN PARK, MI | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Dec 22, 2008 | Jun 2, 2010 | no | SHELBY TOWNSHIP, MI|DEARBORN, MI|CHICAGO, IL|REDFORD, MI | Previous registration |
| 56 |
| Firm change |
| Ibd to ibd |
| F•• S••••••••• C••••••••• | C••••• I••••••••• A••••••• L•• | Jun 20, 2018 | Aug 16, 2018 | 57 | Firm change | Ibd to ibd |
| P•• W••••• M••••••••• | F•• S••••••••• C••••••••• | Apr 9, 2018 | Apr 13, 2018 | 4 | Firm change | Ibd to ibd |
| C••••••• S••••••••• I••• | P•• W••••• M••••••••• | Dec 10, 2014 | Dec 19, 2014 | 9 | Firm change | Other |
| P•• W••••• M••••••••• | C••••••• S••••••••• I••• | Mar 21, 2013 | Mar 25, 2013 | 4 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | P•• W••••• M••••••••• | Jun 2, 2010 | Jun 14, 2010 | 12 | Firm change | Other |