DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••••••• I••••••••• L••
Monroe, LA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••••• I••••••••• L•• | Independent wealth | Mar 2, 2026 | n/a | yes | Monroe, LA|NEW ORLEANS, LA | Current employment |
| P•••••• W••••• M••••••••• | State registered | Aug 28, 2017 | Mar 3, 2026 | no | MONROE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• W••••• M••••••••• | T••••••••• I••••••••• L•• | Mar 3, 2026 | Mar 2, 2026 | -1 | Firm change | Other |
| S••••• F•••••••• W••••• A••••••• | P•••••• W••••• M••••••••• | Aug 4, 2017 | Aug 28, 2017 |
| S••••• F•••••••• W••••• A••••••• | Independent wealth | Oct 5, 2015 | Aug 4, 2017 | no | Monroe, LA|LAFAYETTE, LA | Previous registration |
| F•••••••• I••••••••• C••••••••• L•• | Former SEC adviser | Sep 24, 2012 | Mar 24, 2015 | no | MONROE, LA | Previous registration |
| F•• A•••• M••••••••• L•• | Former SEC adviser | Sep 24, 2012 | Oct 13, 2015 | no | MONROE, LA | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Apr 15, 2010 | Sep 5, 2012 | no | MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA | Previous registration |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Independent wealth | May 4, 2009 | Mar 24, 2010 | no | WEST MONROE, LA | Previous registration |
| 24 |
| Firm change |
| Other |
| F•• A•••• M••••••••• L•• | S••••• F•••••••• W••••• A••••••• | Oct 13, 2015 | Oct 5, 2015 | -8 | Firm change | Other |
| F•••••••• I••••••••• C••••••••• L•• | F•• A•••• M••••••••• L•• | Mar 24, 2015 | Sep 24, 2012 | -911 | Firm change after gap | Other |
| C•••• I••••••••• S••••••• C•••• | F•••••••• I••••••••• C••••••••• L•• | Sep 5, 2012 | Sep 24, 2012 | 19 | Firm change | Other |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | C•••• I••••••••• S••••••• C•••• | Mar 24, 2010 | Apr 15, 2010 | 22 | Firm change | Other |