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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JOHN MATTHEW GERGURICH

Advisor at CAPITAL ANALYSTS

San Diego, CA | WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:60c7602d-2bfb-0ed0-2eb1-d05004341c0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Oct 10, 2007
First registration: Oct 11, 2007
Dual registered: yes, broker-dealer
Other names: JOHN GERGURICH
IAPD individual key: 5356976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 4, 2012	n/a	yes	San Diego, CA	Current employment
LINCOLN INVESTMENT	Independent wealth	Jun 1, 2012	n/a	yes	San Diego, CA\|WOODLAND HILLS, CA	Current employment
CINCINNATI ANALYSTS, INC	Former SEC adviser	Sep 25, 2009	Jun 1, 2012	no	LA JOLLA, CA\|SAN DIEGO, CA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 3, 2008	Sep 24, 2009	no	SAN DIEGO, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 11, 2007	Sep 4, 2008	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CINCINNATI ANALYSTS, INC	LINCOLN INVESTMENT	Jun 1, 2012	Jun 1, 2012	0	Bulk transfer	Other
AVANTAX ADVISORY SERVICES	CINCINNATI ANALYSTS, INC	Sep 24, 2009	Sep 25, 2009	1	Firm change	Other
SAGEPOINT FINANCIAL, INC.	AVANTAX ADVISORY SERVICES	Sep 4, 2008	Oct 3, 2008	29	Firm change	Other

Relationships

Registered with (5)

→ CAPITAL ANALYSTSRegistered adviserregistration: current employment
Jun 4, 2012 to presentfactForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Jun 1, 2012 to presentfactForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Sep 25, 2009 to Jun 1, 2012factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 3, 2008 to Sep 24, 2009factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 11, 2007 to Sep 4, 2008factForm ADV

Dated events

No dated event names this entity yet.