DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 21, 2025 | n/a | yes | NORTH ROYALTON, OH|North Royalton, OH|SAN DIEGO, CA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Feb 25, 2020 | Oct 23, 2025 | no | CLEVELAND, OH|CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• F•••••••• L•• | Oct 23, 2025 | Oct 21, 2025 | -2 | Firm change | Wirehouse to ibd |
| U•• F•••••••• S••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Sep 13, 2016 | Feb 25, 2020 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Oct 11, 2011 | Sep 13, 2016 | no | PEPPER PIKE, OH | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Nov 17, 2009 | Oct 21, 2011 | no | CLEVELAND, OH | Previous registration |
| N•••••• I••••••••• I••• | n/a | Jul 28, 2005 | Oct 29, 2009 | no | CLEVELAND, OH|CLEVELAND, OH | Previous registration |
| 1,260 |
| Firm change after gap |
| Wirehouse to wirehouse |
| F•••• T•••• S••••••••• I••• | U•• F•••••••• S••••••• I••• | Oct 21, 2011 | Oct 11, 2011 | -10 | Firm change | Other |
| N•••••• I••••••••• I••• | F•••• T•••• S••••••••• I••• | Oct 29, 2009 | Nov 17, 2009 | 19 | Firm change | Other |