J•••• L•• S••••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 21, 2025 · North Royalton, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Feb 25, 2020 to Oct 23, 2025 · Cleveland, Oh
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 11, 2011 to Sep 13, 2016 · Pepper Pike, Oh
• F•••• T•••• S••••••••• I••• BD affiliated
  Nov 17, 2009 to Oct 21, 2011 · Cleveland, Oh
• N•••••• I••••••••• I••• unclassified
  Jul 28, 2005 to Oct 29, 2009 · Cleveland, Oh

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left Oct 23, 2025, registered Oct 21, 2025 (-2 days) · Wirehouse to affiliated broker-dealer or bank
• U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 13, 2016, registered Feb 25, 2020 (1260 days) · Wirehouse to wirehouse
• F•••• T•••• S••••••••• I••• to U•• F•••••••• S••••••• I•••
  left Oct 21, 2011, registered Oct 11, 2011 (-10 days) · Other
• N•••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••
  left Oct 29, 2009, registered Nov 17, 2009 (19 days) · Other

• ••• Locked
  Oct 23, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address