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I•• M• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

I•• M• E••••••

Advisor at H•••••• I••••••••• S•••••••• L••

Westfield, IN | OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60e50cf4-1fee-d809-3bd7-f5128d89e10b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 9, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• S•••••••• L••	Independent wealth	Jun 30, 2023	n/a	yes	OAKBROOK TERRACE, IL\|Westfield, IN	Current employment
W••••• A••••••• S••••••••• L••	Independent wealth	Feb 17, 2018	Jun 30, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• A••••••• S••••••••• L••	H•••••• I••••••••• S•••••••• L••	Jun 30, 2023	Jun 30, 2023	0	Firm change	RIA to RIA
C••••••••• F•••••••• P••••••• S••••••• C••••	W••••• A••••••• S••••••••• L••	Dec 31, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288903:159390:IN:2023-06-30	Jun 30, 2023	Jun 30, 2023	ZIONSVILLE, IN	Firm change
122537:288903:--:2017-12-31	Dec 31, 2017	Feb 17, 2018	n/a	Firm change

Relationships

Registered with (3)

→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 30, 2023 to presentfactForm ADV
→ W••••• A••••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 17, 2018 to Jun 30, 2023factForm ADV
→ C••••••••• F•••••••• P••••••• S••••••• C••••Registered adviserregistration: previous registration
Mar 3, 2003 to Dec 31, 2017factForm ADV

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
I•• M• E•••••• left W••••• A••••••• S••••••••• L•• for H•••••• I••••••••• S•••••••• L•• (registered 2023-06-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60e50cf4-1fee-d809-3bd7-f5128d89e10b
First observed: Dec 9, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.