DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DANIEL A. ROBERTS

Advisor at FISCAL WISDOM WEALTH MANAGEMENT LLC

Parrish, FL | CANTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:610afe5a-ea18-13f3-5a93-dba235981f4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jan 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISCAL WISDOM WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Feb 3, 1992
First registration: Jan 6, 2006
Dual registered: yes, broker-dealer
Other names: DANIEL ANTHONY ROBERTS|DANIEL ROBERTS|Dan Roberts
IAPD individual key: 2208120

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISCAL WISDOM WEALTH MANAGEMENT LLC	Independent wealth	Sep 2, 2025	n/a	yes	CANTON, CT\|Parrish, FL	Current employment
PEOPLE'S UNITED ADVISORS, INC.	Former SEC adviser	Aug 6, 2021	Aug 25, 2022	no	WILMINGTON, DE\|Stanton, IA	Previous registration
INDEXPERTS, LLC	Asset manager	Jul 7, 2021	Dec 12, 2024	no	CHARLOTTE, NC\|Stanton, IA\|Parrish, FL	Previous registration
LINDEN THOMAS ADVISORY SERVICES, LLC	Independent wealth	Apr 2, 2019	Dec 12, 2024	no	Stanton, IA\|Parrish, FL\|CHARLOTTE, NC	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jun 20, 2018	Feb 20, 2019	no	Stanton, IA\|NEW YORK, NY	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Aug 1, 2008	Jun 12, 2018	no	COLUMBUS, OH\|Grandview Heights, OH\|SACRAMENTO, CA\|Grandview Heights, OH\|COLUMBUS, OH\|OMAHA, NE\|Grandview Heights, OH\|Cumming, GA\|OMAHA, NE\|Cumming, GA\|Cumming, GA\|Grandview Heights, OH\|Grandview Heights, OH	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Jan 6, 2006	Aug 1, 2008	no	OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LINDEN THOMAS ADVISORY SERVICES, LLC	INDEXPERTS, LLC	Dec 12, 2024	Jul 7, 2021	-1,254	Firm change after gap	Other
INDEXPERTS, LLC	PEOPLE'S UNITED ADVISORS, INC.	Dec 12, 2024	Aug 6, 2021	-1,224	Firm change after gap	Other
PEOPLE'S UNITED ADVISORS, INC.	FISCAL WISDOM WEALTH MANAGEMENT LLC	Aug 25, 2022	Sep 2, 2025	1,104	Firm change after gap	RIA to RIA
PARK AVENUE SECURITIES LLC	LINDEN THOMAS ADVISORY SERVICES, LLC	Feb 20, 2019	Apr 2, 2019	41	Firm change	Ibd to RIA
NATIONWIDE SECURITIES, LLC	PARK AVENUE SECURITIES LLC	Jun 12, 2018	Jun 20, 2018	8	Firm change	Other
1717 CAPITAL MANAGEMENT COMPANY	NATIONWIDE SECURITIES, LLC	Aug 1, 2008	Aug 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (7)

→ FISCAL WISDOM WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ LINDEN THOMAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 2, 2019 to Dec 12, 2024factForm ADV
→ INDEXPERTS, LLCRegistered adviserregistration: previous registration
Jul 7, 2021 to Dec 12, 2024factForm ADV
→ PEOPLE'S UNITED ADVISORS, INC.Registered adviserregistration: previous registration
Aug 6, 2021 to Aug 25, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jun 20, 2018 to Feb 20, 2019factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 1, 2008 to Jun 12, 2018factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Jan 6, 2006 to Aug 1, 2008factForm ADV

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
Daniel A. Roberts left Indexperts, Llc for People'S United Advisors, Inc. (registered 2021-08-06)
Form ADVobserved 6 days ago
Occurred
Dec 12, 2024
Advisor changed firm
Daniel A. Roberts left Linden Thomas Advisory Services, Llc for Indexperts, Llc (registered 2021-07-07)
Form ADVobserved 6 days ago
Occurred
Aug 25, 2022
Advisor changed firm
Daniel A. Roberts left People'S United Advisors, Inc. for Fiscal Wisdom Wealth Management Llc (registered 2025-09-02)
Form ADVobserved 6 days ago