DFX Intelligence

M•••••• B••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••••• B••••••• C••••

Advisor at R•••••• J•••• I••••••••• M•••••••••

Pelham, NH | ST PETERSBURG, FL

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Search this name across graphsid dfx:ria:613013da-3163-05aa-d4ad-fada3a47a7a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• I••••••••• M•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• I••••••••• M•••••••••	Asset manager	Oct 17, 2025	n/a	yes	ST PETERSBURG, FL\|Pelham, NH	Current employment
J••• H•••••• I••••••••• M••••••••• L••	Asset manager	Feb 20, 2020	Oct 31, 2023	no	BOSTON, MA\|BOSTON, MA\|La Jolla, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• H•••••• I••••••••• M••••••••• L••	R•••••• J•••• I••••••••• M•••••••••	Oct 31, 2023	Oct 17, 2025	717	Firm change after gap	Other
E•••• V•••• M•••••••••	J••• H•••••• I••••••••• M••••••••• L••	Jan 17, 2020	Feb 20, 2020

Relationships

Registered with (3)

→ R•••••• J•••• I••••••••• M•••••••••Registered adviserregistration: current employment
Oct 17, 2025 to presentfactForm ADV
→ J••• H•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 20, 2020 to Oct 31, 2023factForm ADV
→ E•••• V•••• M•••••••••Registered adviserregistration: previous registration
Apr 19, 2017 to Jan 17, 2020factForm ADV

Dated events

Occurred
Oct 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:613013da-3163-05aa-d4ad-fada3a47a7a9
First observed: Apr 19, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.