DFX Intelligence

J••••••• M••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

J••••••• M••• A••••

Advisor at C• A•••••••• L••

BOSTON, MA | WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6130f0b3-1f0f-60c2-81d9-edee541023f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Jan 2, 2025	n/a	yes	WALTHAM, MA\|BOSTON, MA	Current employment
A••••• W••••• M••••••••• C•••••••••	Former SEC adviser	Dec 19, 2012	Jan 16, 2025	no	WALTHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• C•••••••••	C• A•••••••• L••	Jan 16, 2025	Jan 2, 2025	-14	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	A••••• W••••• M••••••••• C•••••••••	Jul 20, 2012	Dec 19, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
160779:310873:MA:2025-01-16	Jan 16, 2025	Jan 2, 2025	WALTHAM, MA	Firm change

Relationships

Registered with (3)

→ C• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ A••••• W••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 19, 2012 to Jan 16, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2010 to Jul 20, 2012factForm ADV

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6130f0b3-1f0f-60c2-81d9-edee541023f2
First observed: Oct 5, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.