DFX Intelligence

S••• A•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S••• A•••• M••••

Advisor at T••••••••• C•••••• L••

FRESNO, CA | SARASOTA, FL

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Search this name across graphsid dfx:ria:6135fbc6-8959-dbf3-81f0-e478f8427904

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 18, 2014 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• C•••••• L••	Independent wealth	Sep 17, 2026	n/a	yes	FRESNO, CA\|SARASOTA, FL	Current employment
M••••• I••••••••• L••	Independent wealth	Sep 8, 2022	n/a	yes	Fresno, CA\|PORT ST LUCIE, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• I••••••••• L••	T••••••••• C•••••• L••	Sep 17, 2026	Sep 17, 2026	0	Firm change	RIA to RIA
C••••••••• W•••••• L••	M••••• I••••••••• L••	Sep 6, 2022	Sep 8, 2022

Relationships

Registered with (5)

→ T••••••••• C•••••• L••Registered adviserregistration: current employment
Sep 17, 2026 to presentfactForm ADV
→ M••••• I••••••••• L••Registered adviserregistration: previous registration
Sep 8, 2022 to Sep 17, 2026factForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Jul 23, 2020 to Sep 6, 2022factForm ADV
→ B••••••••• W••••• A•••••••• L••

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago
Occurred
Sep 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6135fbc6-8959-dbf3-81f0-e478f8427904
First observed: Sep 18, 2014
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.