RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• A•••• M••••
- T••••••••• C•••••• L•• independent RIA currentsince Sep 17, 2026 · Fresno, Ca
- M••••• I••••••••• L•• independent RIA currentsince Sep 8, 2022 · Fresno, Ca
- M••••• I••••••••• L•• independent RIASep 8, 2022 to Sep 17, 2026 · Fresno, Ca
- C••••••••• W•••••• L•• independent RIAJul 23, 2020 to Sep 6, 2022 · Overland Park, Ks
- B••••••••• W••••• A•••••••• L•• no RAUMMar 27, 2017 to Jul 24, 2020 · Fresno, Ca
- M••••• P•••••• W••••• S••••••••• C•••• unclassifiedSep 18, 2014 to Mar 29, 2017 · Fresno, Ca
- M••••• I••••••••• L•• to T••••••••• C•••••• L••left Sep 17, 2026, registered Sep 17, 2026 (0 days) · RIA to RIA
- C••••••••• W•••••• L•• to M••••• I••••••••• L••left Sep 6, 2022, registered Sep 8, 2022 (2 days) · RIA to RIA
- B••••••••• W••••• A•••••••• L•• to C••••••••• W•••••• L••left Jul 24, 2020, registered Jul 23, 2020 (-1 days) · RIA to RIA
- M••••• P•••••• W••••• S••••••••• C•••• to B••••••••• W••••• A•••••••• L••left Mar 29, 2017, registered Mar 27, 2017 (-2 days) · Other
- S••• A•••• M•••• left M••••• I••••••••• L•• for T••••••••• C•••••• L•• (registered 2026-09-17)Sep 17, 2026 · Advisor changed firm · fact
- S••• A•••• M•••• left C••••••••• W•••••• L•• for M••••• I••••••••• L•• (registered 2022-09-08)Sep 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address