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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Niceville, FL | Destin, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 21, 2022 | n/a | yes | Niceville, FL|Destin, FL | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jun 4, 2021 | Sep 16, 2022 | no | Santa Rosa, FL|BIRMINGHAM, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 29, 2012 | Jan 13, 2021 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 16, 2022 | Sep 21, 2022 | 5 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STONEX ADVISORS INC. | Jan 13, 2021 | Jun 4, 2021 | 142 | Firm change | Wirehouse to ibd |