DFX Intelligence
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Reading the graph
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Advisor at M• P•••••• P•••••••
Indian Wells, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M• P•••••• P••••••• | Independent wealth | Jul 17, 2017 | n/a | yes | Indian Wells, CA | Current employment |
| I••••••••• W••••• M••••••••• I••• | Former SEC adviser | Jan 25, 2010 | Dec 31, 2017 | no | MARINA DEL REY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• W••••• M••••••••• I••• | M• P•••••• P••••••• | Dec 31, 2017 | Jul 17, 2017 | -167 | Firm change after gap | Other |
| U•• F•••••••• S••••••• I••• | I••••••••• W••••• M••••••••• I••• | Aug 18, 2009 | Aug 28, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106335:289044:CA:2017-12-31 | Dec 31, 2017 | Jul 17, 2017 | MARINA DEL REY, CA | Firm change after gap |
| I••••••••• W••••• M••••••••• I••• | Former SEC adviser | Aug 28, 2009 | Dec 31, 2009 | no | PALM DESERT, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 30, 1998 | Aug 18, 2009 | no | PALM DESERT, CA|INDIAN WELLS, CA | Previous registration |
| 10 |
| Firm change |
| Other |