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Advisor at J.P. MORGAN SECURITIES LLC
Oklahoma City, OK | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 28, 2021 | n/a | yes | Oklahoma City, OK|Dallas, TX | Current employment |
| BOK FINANCIAL ADVISORS | Bd affiliated wealth | Jul 20, 2017 | Mar 19, 2019 | no | OKLAHOMA CITY, OK|Oklahoma City, OK|OKLAHOMA CITY, OK | Previous registration |
| MARINER WEALTH ADVISORS | Former SEC adviser | Sep 14, 2016 | Jul 7, 2017 | no | Oklahoma City, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BOK FINANCIAL ADVISORS | J.P. MORGAN SECURITIES LLC | Mar 19, 2019 | Feb 28, 2021 | 712 | Firm change after gap | Ibd to wirehouse |
| MARINER WEALTH ADVISORS | BOK FINANCIAL ADVISORS | Jul 7, 2017 | Jul 20, 2017 | 13 | Firm change | Other |