P•••• C• A•••••

Advisor at S•••••••• W•••••• L••

Chicago, IL | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6160982c-18e5-edd5-729b-b0dde20ec227

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	Jul 15, 2025	n/a	yes	Chicago, IL\|LOS ANGELES, CA	Current employment
M•••••• W••••• M••••••••• L•	Independent wealth	Apr 1, 2024	Apr 22, 2024	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• L••	M•••••• W••••• M••••••••• L•	Aug 9, 2025	Apr 1, 2024	-495	Firm change after gap	Other
M•••••• W••••• M••••••••• L•	S•••••••• W•••••• L••	Apr 22, 2024	Jul 15, 2025

Relationships

Registered with (3)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ A••••• I••••••••• L••Registered adviserregistration: previous registration
Mar 26, 2009 to Aug 9, 2025factForm ADV
→ M•••••• W••••• M••••••••• L•Registered adviserregistration: previous registration
Apr 1, 2024 to Apr 22, 2024factForm ADV

Dated events

Occurred
Aug 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6160982c-18e5-edd5-729b-b0dde20ec227
First observed: Mar 26, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.