RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• C• A•••••
- S•••••••• W•••••• L•• independent RIA currentsince Jul 15, 2025 · Chicago, Il
- M•••••• W••••• M••••••••• L• independent RIAApr 1, 2024 to Apr 22, 2024 · Chicago, Il
- A••••• I••••••••• L•• unclassifiedMar 26, 2009 to Aug 9, 2025 · Chicago, Il
- A••••• I••••••••• L•• to M•••••• W••••• M••••••••• L•left Aug 9, 2025, registered Apr 1, 2024 (-495 days) · Other
- M•••••• W••••• M••••••••• L• to S•••••••• W•••••• L••left Apr 22, 2024, registered Jul 15, 2025 (449 days) · RIA to RIA
- P•••• C• A••••• left A••••• I••••••••• L•• for M•••••• W••••• M••••••••• L• (registered 2024-04-01)Aug 9, 2025 · Advisor changed firm · fact
- P•••• C• A••••• left M•••••• W••••• M••••••••• L• for S•••••••• W•••••• L•• (registered 2025-07-15)Apr 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address