DFX Intelligence

J•••• M•••••••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J•••• M•••••••• E•••

Advisor at N•••••••• B••••• B• L••

New York, NY | NEW YORK, NY

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Jun 2, 2026	n/a	yes	New York, NY\|NEW YORK, NY	Current employment
A•••••• P••••••• W••••• M•••••••••	Independent wealth	Sep 16, 2024	May 29, 2026	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• P••••••• W••••• M•••••••••	N•••••••• B••••• B• L••	May 29, 2026	Jun 2, 2026	4	Firm change	Other
V••••••• A•••••••• I•••	A•••••• P••••••• W••••• M•••••••••	Sep 18, 2024	Sep 16, 2024

Relationships

Registered with (3)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ A•••••• P••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 16, 2024 to May 29, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2022 to Sep 18, 2024factForm ADV

Dated events

Occurred
May 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 4, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.