DFX Intelligence

R•• C•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

R•• C•••••• A•••••••

Advisor at 4• F••••••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:61a4e971-8ce2-27b0-0d2c-205285587f56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 4• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
4• F••••••••	Independent wealth	Jan 3, 2023	n/a	yes	AUSTIN, TX	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Jun 23, 2020	Dec 31, 2022	no	Austin, TX\|MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	4• F••••••••	Dec 31, 2022	Jan 3, 2023	3	Bulk transfer	Ibd to new firm
P•• A••••••• S•••••••• L••	T••••••• A•••••• N••••••• L••	Jul 2, 2020	Jun 23, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:125648:TX:2019-10-29	Oct 30, 2019	Dec 6, 2019	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ 4• F••••••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 23, 2020 to Dec 31, 2022factForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 6, 2019 to Jul 2, 2020factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61a4e971-8ce2-27b0-0d2c-205285587f56
First observed: Jun 16, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.