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RIA / WealthAdvisor18 years in industry

KRISTIN SWEIS

Advisor at PARADIGM MONEY MANAGEMENT, LLC

WAYNE, PA | BURR RIDGE, IL

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Search this name across graphsid dfx:ria:61a82bbd-6f24-e62c-f143-0cfcdf0eb34c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARADIGM MONEY MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 18, 2007
First registration: Dec 20, 2007
Dual registered: no
Other names: KRISTIN KARI
IAPD individual key: 5394163

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARADIGM MONEY MANAGEMENT, LLC	State registered	May 19, 2020	n/a	yes	BURR RIDGE, IL\|WAYNE, PA	Current employment
SPOTLIGHT ASSET GROUP	Former SEC adviser	Feb 26, 2019	Dec 18, 2019	no	Oakbrook Terrace, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 31, 2011	Jan 17, 2019	no	NORTHBROOK, IL\|Northbrook, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 31, 2011	Jan 17, 2019	no	Northbrook, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 20, 2007	Feb 25, 2011	no	NEW YORK, NY\|PENNINGTON, NJ\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPOTLIGHT ASSET GROUP	PARADIGM MONEY MANAGEMENT, LLC	Dec 18, 2019	May 19, 2020	153	Firm change	RIA to state RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 17, 2019	Oct 31, 2011	-2,635	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 17, 2019	Oct 31, 2011	-2,635	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Feb 25, 2011	Oct 31, 2011	248	Firm change	Wirehouse to new firm

Relationships

Registered with (5)

→ PARADIGM MONEY MANAGEMENT, LLCRegistered adviserregistration: current employment
May 19, 2020 to presentfactForm ADV
→ SPOTLIGHT ASSET GROUPRegistered adviserregistration: previous registration
Feb 26, 2019 to Dec 18, 2019factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 31, 2011 to Jan 17, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 31, 2011 to Jan 17, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 20, 2007 to Feb 25, 2011factForm ADV

Dated events

No dated event names this entity yet.