DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• F•••••••• E••••••
CHESTERFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Aug 15, 2016 | n/a | yes | CHESTERFIELD, MO | Current employment |
| F•••••••• E•••••• A•••••• C•••••• L•• | Former SEC adviser | Jul 1, 2016 | Dec 1, 2016 | no | SCOTTSDALE, AZ|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• E•••••• A•••••• C•••••• L•• | E•••••• F•••••••• E•••••• | Dec 1, 2016 | Aug 15, 2016 | -108 | Bulk transfer | Other |
| T•• M••••• F••• S•••• | F•••••••• E•••••• A•••••• C•••••• L•• | Aug 4, 2016 | Jul 1, 2016 |
| T•• M••••• F••• S•••• | n/a | Nov 19, 2012 | Aug 4, 2016 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Dec 13, 2011 | Oct 25, 2012 | no | DRAPER, UT | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Sep 27, 2007 | Jan 5, 2010 | no | BELLEVUE, NE | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Sep 27, 2007 | Oct 25, 2012 | no | OMAHA, NE|OMAHA, NE|DRAPER, UT | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jun 21, 2006 | Sep 19, 2007 | no | PHOENIX, AZ|PHOENIX, AZ|SCOTTSDALE, AZ|PHOENIX, AZ|PHOENIX, AZ|PHOENIX, AZ|PHOENIX, AZ|PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| -34 |
| Firm change after gap |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T•• M••••• F••• S•••• | Oct 25, 2012 | Nov 19, 2012 | 25 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 25, 2012 | Dec 13, 2011 | -317 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jan 5, 2010 | Sep 27, 2007 | -831 | Channel change | Other |
| W•••• F•••• I••••••••• L•• | T• A••••••••• I••••••••• M••••••••• L•• | Sep 19, 2007 | Sep 27, 2007 | 8 | Firm change | Other |