DFX Intelligence

Data Factory

RIA / WealthAdvisor19 years in industry

ANDREW THOMAS HANSEN

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

PALM SPRINGS, CA | PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61cee973-e744-9446-8163-a8a8c004cf46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 19, 2007
First registration: Mar 21, 2007
Dual registered: no
Other names: ANDY THOMAS HANSEN
IAPD individual key: 5285016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Nov 22, 2024	n/a	yes	PHOENIX, AZ\|PALM SPRINGS, CA	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 18, 2019	Nov 18, 2024	no	PALM SPRINGS, CA\|Palm Springs, CA	Previous registration
SUMMIT WEALTH PARTNERS, LLC	Independent wealth	Jun 30, 2016	Jan 18, 2019	no	PALM SPRINGS, CA\|ORLANDO, FL	Previous registration
SUMMIT WEALTH PARTNERS, LLC	Former SEC adviser	Nov 23, 2015	Aug 19, 2016	no	Palm Springs, CA\|ORLANDO, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Feb 11, 2014	Jan 21, 2016	no	PALM SPRINGS, CA\|SARASOTA, FL	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Jul 15, 2013	Feb 13, 2014	no	PALM SPRINGS, CA\|URBANDALE, IA	Previous registration
USA FINANCIAL SECURITIES LLC	Independent wealth	Jun 19, 2009	Jul 10, 2013	no	PALM SPRINGS, CA\|PALM SPRINGS, CA\|ADA, MI	Previous registration
M.L. STERN & CO., LLC.	n/a	Mar 21, 2007	Feb 26, 2008	no	CARMEL, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Nov 18, 2024	Nov 22, 2024	4	Firm change	RIA to RIA
SUMMIT WEALTH PARTNERS, LLC	AE WEALTH MANAGEMENT, LLC	Jan 18, 2019	Jan 18, 2019	0	Firm change	RIA to RIA
SUMMIT WEALTH PARTNERS, LLC	SUMMIT WEALTH PARTNERS, LLC	Aug 19, 2016	Jun 30, 2016	-50	Channel change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	SUMMIT WEALTH PARTNERS, LLC	Jan 21, 2016	Nov 23, 2015	-59	Firm change after gap	Other
INTEGRITY ALLIANCE, LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Feb 13, 2014	Feb 11, 2014	-2	Firm change	Other
USA FINANCIAL SECURITIES LLC	INTEGRITY ALLIANCE, LLC	Jul 10, 2013	Jul 15, 2013	5	Firm change	Other
M.L. STERN & CO., LLC.	USA FINANCIAL SECURITIES LLC	Feb 26, 2008	Jun 19, 2009	479	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134620:283648:FL:2016-08-19	Aug 19, 2016	Jun 30, 2016	ORLANDO, FL	Firm change after gap

Relationships

Registered with (8)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Nov 22, 2024 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 18, 2019 to Nov 18, 2024factForm ADV
→ SUMMIT WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 30, 2016 to Jan 18, 2019factForm ADV
→ SUMMIT WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Nov 23, 2015 to Aug 19, 2016factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Feb 11, 2014 to Jan 21, 2016factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Jul 15, 2013 to Feb 13, 2014factForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
Jun 19, 2009 to Jul 10, 2013factForm ADV
→ M.L. STERN & CO., LLC.Registered adviserregistration: previous registration
Mar 21, 2007 to Feb 26, 2008factForm ADV

Dated events

Occurred
Nov 18, 2024
Advisor changed firm
Andrew Thomas Hansen left Ae Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2024-11-22)
Form ADVobserved 5 days ago