DFX Intelligence

M••••• V• M•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

M••••• V• M•••

Advisor at U••• I••••••••• S••••••• C••••••

Phoenix, AZ | PEORIA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• I••••••••• S••••••• C••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• I••••••••• S••••••• C••••••	No RAUM reported	May 13, 2024	n/a	yes	PEORIA, AZ\|Phoenix, AZ	Current employment
M••••• S••••••	Wirehouse	Nov 8, 2023	Mar 26, 2024	no	GILBERT, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U••• I••••••••• S••••••• C••••••	Mar 26, 2024	May 13, 2024	48	Firm change	Other
C•••••• S••••• • C••• I•••	M••••• S••••••	Nov 10, 2023	Nov 8, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
5475:288590:AZ:2020-07-27	Jul 27, 2020	Aug 21, 2020	PHOENIX, AZ	Firm change

Relationships

Registered with (6)

→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Jul 27, 2020factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 8, 2023 to Mar 26, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 3, 2021 to Nov 10, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Order

Occurred
26 Mar 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
10 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2013
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.