DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• V• M•••

U••• I••••••••• S••••••• C••••••no RAUMPhoenix, Az dual registrantIAPD 6115731

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••••• Viorel M•••

At current firm

2 y

since May 13, 2024

In the industry

18 y

since Dec 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• I••••••••• S••••••• C•••••• no RAUM current
since May 13, 2024 · Peoria, Az
M••••• S•••••• wirehouse
Nov 8, 2023 to Mar 26, 2024 · Gilbert, Az
C•••••• S••••• • C••• I••• national BD
Dec 3, 2021 to Nov 10, 2023 · Phoenix, Az
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 21, 2020 to Oct 31, 2021 · Glendale, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jul 27, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Jul 16, 2013 to Jan 8, 2018 · Phoenix, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 3, 2013 to Jun 10, 2013 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U••• I••••••••• S••••••• C••••••
left Mar 26, 2024, registered May 13, 2024 (48 days) · Other
C•••••• S••••• • C••• I••• to M••••• S••••••
left Nov 10, 2023, registered Nov 8, 2023 (-2 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Oct 31, 2021, registered Dec 3, 2021 (33 days) · Affiliated broker-dealer or bank to another
U••• I••••••••• S••••••• C•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 27, 2020, registered Aug 21, 2020 (25 days) · Other · moved with a team
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• F•••••••• P••••••• S•••••••
left Jun 10, 2013, registered Jul 16, 2013 (36 days) · Other

Signals

M••••• V• M••• left M••••• S•••••• for U••• I••••••••• S••••••• C•••••• (registered 2024-05-13)
Mar 26, 2024 · Advisor changed firm · fact
M••••• V• M••• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2023-11-08)
Nov 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address